Villanova Law Review 59 (2014) 679-706
The Biography of Gratian, the Father of Canon Law
Kenneth Pennington
Who was
Gratian? asked
John T. Noonan Jr. at the beginning of his classic essay on the biography of
the Father of Canon Law. He continued:[1]
That Gratian was the
author of the Concordia discordantium
canonum; that he was a teacher at Bologna; that he was a monk; and that he
was a Camaldolese are assertions made by all twentieth-century historians of
canon law. That he was dead by 1159 is also often added as a fact, that his
school was at the monastery of Saints Felix and Nabor is sometimes stated as
certain or probable, and that he was born at Ficulle near Carraria or at Chiusi
is occasionally noted as likely. An authoritative history adds that he was probably
educated as a monk at Classe in Ravenna. From these statements, meager as they
are, a distinct picture emerges of a scholar, bound to a particular monastic
tradition, and circumscribed by particular places and dates.
At the end of his essay and after a
vigorous use of Ockham’s razor, Noonan concluded that:[2]
we
have reason to believe that Gratian composed and commented upon a substantial
portion of the Concordia. In such
composition and commentary he revealed himself to be a teacher with theological
knowledge and interests and a lawyer's point of view. He worked in Bologna in
the 1130s and 1140s. Beyond these conclusions, we have unverified hearsay,
palpable legend, and the silent figure in the shadows of S. Marco.
Since John
Noonan’s superb historical detective work using the standard tools of criticism
with admirable dexterity, we have added some very important, undoubted facts to
Gratian’s biography. After Anders
Winroth’s splendid discovery
of an earlier recension of Gratian’s Decretum in the 1990’s and the work of
other scholars inspired by his discovery, we can also state with absolute
certainty that he compiled and commented on the Decretum in stages.[3] For that reason in this essay I shall abandon
the terminology of “Gratian I” and “Gratian II.” Referring to the stages of the Decretum as “Gratian I” and “Gratian II”
gives a misleading picture of uniformity in how the Decretum
evolved. Gratian and later jurists who
taught and used the book never thought of it as a fixed text. They added canons to it at all stages of its
evolution. In this essay I will use the
terms pre-Vulgate and Vulgate to refer to Gratian’s great law book. By Vulgate I mean the text that became the
basic, introductory canon law text sometime around 1140, without the numerous
“paleae” added later in the twelfth century.[4]
The research on the pre-Vulgate manuscripts has been
enormously interesting and, not surprisingly, has created areas of disagreement
about aspects of Gratian’s life, work and teaching. These scholarly debates have given birth to a
fruitful and vigorous exploration into the teaching and development of law in
the first half of the twelfth century.[5] The issues are many. Perhaps the most important is the lack of
consensus about how long Gratian worked on the Decretum and how long he taught.
That will be the focus of this essay.
To further complicate the story of Gratian, Winroth has argued
that there were two Gratians. The first
Gratian compiled the pre-Vulgate Decretum that Winroth
discovered; a second “Gratian” — persona incognita — doubled the size of the Vulgate
Decretum during the 1140’s. There is very little evidence for his conjecture.[6]
He was compelled to create a second Gratian because he had shrunk Gratian’s teaching
career to only a few years. I will
examine his reasons for doing so below. My
main argument for not accepting the theory that there were two Gratians is
quite simple. It is difficult to imagine
that if a Gratian compiled the pre-Vulgate Decretum,
and another person doubled the size from ca. 2000 canons to ca. 4000, the first
generation of jurists after Gratian would have not noticed or not known about
the second Gratian’s work and blithely attributed what was now a massive work
to just “Gratian.” Further, as we shall
see, the additional canons were not added in one fell swoop, but over time. Gratian may have had an atelier of
assistants, but it seems unlikely that another completely unknown
person would step in to complete the Vulgate Decretum with not only many canons but also dicta which all the later jurists recognized as Gratian’s.
The main reason that Winroth created a second “Gratian” is because
of a text that is found in all the pre-Vulgate manuscripts. At D.63 d.p.c.34 Gratian cited a papal
conciliar canon. The passage is
contained in all pre-Vulgate manuscripts and also in the Vulgate Decretum:[7]
Nunc
autem sicut electio summi pontificis
non a cardinalibus tantum, immo eta ab aliis religiosis
clericisb
auctoritate Nicolai papae est facienda, sicc
episcoporum electiod
non a canonicis tantum, sete ab aliis religiosis clericis, sicut in generalif synodog Innocentii pape Romeh habita constitutum est.i
a et] etiam PFdBcAa BiFsMeMlMzPd b
uiris uel clericis BiPd c sic] ita
et PFdBcAa BiFsMeMzPd, ita Ml d lectio
Biac
e set] set etiam PBcAa BiFsMeMlMzPd set etiamac,
immo etiampc Fd f gnālaac, gnālaspc Fd g studio add. ante synodo
Biac
g Roma Me hconstitutum est] add. ait enim: Obeuntibus sane episcopis . . . add. Aa in textu, add. Bc in marg.
In translation:
Now, however, just as the
election of the supreme pontiff is not made only by the cardinals but by other
religious clerics, as was established by Pope Nicholas II’s authority, so too
not only canons of the cathedral chapter but also other religious clergy
participate in the election of bishops as was established in the general synod
of Pope Innocent held in Rome.
Gratian’s
comment is the last datable text in the pre-Vulgate manuscripts. Pope Innocent II was the bishop of Rome from
1130 to 1143. If one is convinced, as
Winroth and others are, that this text can refer only to c.28 of the Second
Lateran Council then one is faced with an almost intractable problem.[8] In the pre-Vulgate manuscripts this text is
the only one that can
be dated after ca. 1125. That fact, if
true, would raise the question what was Gratian doing between ca. 1125 and
1139; or to put the question differently, why would Gratian have compiled a
collection of canon law in the late 1130s that ignored all the conciliar
legislation and papal decretals after ca. 1125; or to add further complexity,
why would Gratian add this reference in 1139 to a recent council and not add
the text of the canon; or even more puzzling, why did he not refer to other
canons of that singularly important council in his pre-Vulgate Decretum(s)?
In
a recent article Atria Larson has attempted to provide a possible answer to some
of those questions by arguing that since late eleventh- and early
twelfth-century councils generally, and Innocent II’s councils in particular,
repeated canons of previous councils almost word for word, one might explore
the possibility that Innocent held a council in Rome before 1139 and that is
the council to which Gratian referred.[9] Larson went on to present evidence that
Innocent did hold a council in Rome in 1133 and that council might be the one
that Gratian cited. Since the canons of
this council are not preserved, her conjecture cannot be considered conclusive
evidence. Nonetheless, if correct, it
would explain what Gratian was doing in the 1120s and early 1130s: teaching
canon law in Bologna and working on his textbook. He did not finish the pre-Vulgate Decretum ca. 1140 but rather ca.
1133.
Three of the pre-Vulgate manuscripts added
the text and a rubric to c.28. The
Florence and Barcelona manuscripts placed it in the margins of their main texts.
Florence also had it in the supplementary appendix at the back of the
manuscript. It is striking and important
that the marginal and supplemental texts of the canon in Florence are clearly
from two different textual traditions and must have been added at different
times. The Admont manuscript
incorporated it into the body of Gratian’s text:[10]
Sicut in generali sinodo Innocentii papae Romae habita constitutum est. Ait enim:
Absque religiosorum uirorum consilio
canonici maioris ecclesie episcopum non eligant.a Obeuntibusb sane episcopis quoniamc
ultra tresd menses uacare ecclesiame sanctorum patrum
prohibent sanctionesf sub anathemateg interdicimus, nech canonici de sede episcopalii
ab electione episcoporum excludant religiosos uiros, set eorum consilio honesta
et idonea personaj in episcopum eligatur.k Quod sil exclusism
religiosis electio facta fueritn, quod absque eorum consensuo
et coniuentiap factum fuerit, irritum habeaturq et
uacuum.
Collated: Fdin marg. Fdin
suppl. AaBcin marg.BiCdFsMeMzPdPfSa
a Absque — non eligant Fdin suppl.BcCdBiMeMzPdPfSa, om. Fd in marg. Aa b
Abeuntibus Fdac,
in suppl.BcMzpcPf cqūo
Aa d tres
om. Aaac, add.
super lin. iii. Aapc e ecclesias
COGD2 f prohibent patrum sanctiones tr.
COGD2 anathematis uinculo CdFsMzPd h
ne Aapc, ne Fdin
suppl.BiCdFsMeMzPdPfSa COGD2 i
episcoporum Fdin
suppl. jhonestam
et idoneam personam Fdin suppl.CdMeMlMz k eligant
Fdin suppl.BcCdMeMlMz l si om. Aaac m
exclusis] eisdem add. COGD2 nfacta fuerit]
fuerit celebrata COGD2, legi non potest Fd in marg., fuerit
Fs, fuerit facta tr. Pf oconsensu
eorum tr. Mz p coniuentia Aa : continentia Fd in marg.,
covenienti Saac,
conuenientia Fdin
suppl.BcBiCdFsMeMlMzPfSapc COGD2, conniuentia Pd, var. in apparatu COGD2
q habeant Fs
In translation:[11]
Indeed he <Innocent>
says: Without the counsel of religious men the
canons of the major church may not elect a bishop. Since the decrees of the holy fathers
prohibit a church to be left vacant for more than three months, we forbid that under
anathema and also that the canons of the episcopal see may not exclude
religious men from the election of bishops.
Rather with their counsel may an honest and worthy person be elected bishop. But if an
election is carried out that excludes those religious men, because it was made
without their consent and agreement, the election shall be held to be invalid
and vacated.
Although
the manuscript tradition of the Second Lateran Council is rich, there has not yet
been a critical edition of the canons. The
text in Aa, Bc and Fd, in other words, cannot provide a proof of its origin by
comparing it to any current printed edition.
Nonetheless, one significant variant in this canon gives pause. Gratian’s text has “facta
fuerit” whereas all twenty manuscripts containing
this canon from Lateran II that Martin Brett has collated have the reading “fuerit celebrata.” “Celebrare” is the
verb that one would expect in a papal conciliar decree. The other textual evidence is the word
“consensus” in the tradition of Gratian manuscripts instead of “assensus,” which is juridically
more precise. These two pieces of
textual evidence are not, however, conclusive proof that Gratian’s source for
this text was not the Lateran II decrees, but it does introduce a modicum of
doubt.[12]
What one may more confidently say is that the text in the three
pre-Vulgate manuscripts provides further evidence that Gratian “tweaked” his pre-Vulgate
Decretum after it began to circulate. Of the three pre-Vulgate manuscripts, Florence,
Barcelona, and Admont, in which the text of Obeuntibus is present, in Florence
and Barcelona it is a marginal addition.
In Admont, however, it is inserted into the body of the Decretum. That does not prove that the inserted text is
from Lateran II or from an earlier council, but it does lead one to the
conclusion that the canons added later to the Vulgate Decretum circulated in stages and were not received at other
centers for the study of law at one time.
The evidence for that last statement is contained in the texts, margins
and appendices of pre-Vulgate manuscripts.
They provide textual evidence that the Vulgate canons were not copied
into pre-Vulgate manuscripts from complete Vulgate texts.[13]
There is further evidence in the pre-Vulgate manuscripts
that Gratian probably never conceived of his work as a definitively finished product. In the Paris (P), Florence (Fd) and the Barcelona (Bc) manuscripts Distinctions 100 and 101 are missing and
the canons of D.99 after c.1.[14] In Fd
additional texts are inserted by a later hand. However, the scribe of Fd’s main text may have known more Distinctions were
coming because he ended D.99 c.1 with the notation Ҥ d.c.
(Distinction 100).” The scribe of Admont (Aa) included pre-Vulgate Distinctions
100-101 in the main text. Barcelona
added them on an inserted folia. The
only conclusion that can be drawn from this textual evidence is that these
manuscripts reflect slightly different stages of a pre-Vulgate text that circulated
over a wide geographical area. There was
a pre-Vulgate Decretum circulating with
99 Distinctions and 36 Causae. This version reached Northern France (P) and
the Iberian peninsula (Bc). Scribes
in Italy learned of two new Distinctions (Fd),
left space for them with a notation and added them later. In Bc
the revisions of the text were handled differently. Originally, the text omitted D.100-101
completely. A folio was inserted into
the manuscript at a later time, and D.100-101 of the Vulgate text were included
in their entirety.[15] The Admont scribe had an expanded pre-Vulgate
Decretum at hand and
incorporated parts of D.100-101 into
the text. (Aa fol. 92v-93r). The scribe, however, excluded most of the Vulgate
text.[16]
How much time would have elapsed for these different stages
of the text to have circulated to Northern and Western Europe? Again, the evidence does not provide us with
any clues beyond the text itself. One
may say, however, that the geographical spread of the manuscripts alone would
dictate that the time for these texts to circulate could not have been less
than a few years before they reached the Northern France and the Iberian peninsula. What was
Gratian doing during those years? I
would say: teaching and expanding his text in Bologna.
More can be said about the stages
evident in pre-Vulgate texts. Melodie
Harris Eichbauer has done a careful study of the canons that were added to the margins
and to appendices in the Florence and Admont manuscripts and to the margins of
Barcelona.[17] Winroth had concluded that these canons must
have been taken from Vulgate exemplars of Gratian’s text.[18] I was puzzled from the beginning why a
jurist, institution, or scribe would go to the trouble of creating an updated
text that would have been so difficult to use.
Eichbauer’s study revealed that
the appendices could not have been drawn from a Vulgate text. The proof is in the numbers and in the fact
that they were added by different scribes at different times. As it is, neither Admont nor Florence have
all the canons that Gratian added when he compiled his Vulgate text.[19]
The numbers are not small: Admont omits
87 canons and Florence 62 from the Vulgate.[20] Significantly, the omitted canons are
different in each manuscript. If one
puts the numbers a little differently, between the two manuscripts ca. 117
canons are missing from the Vulgate text.
In percentage, ca. 8% of the Vulgate’s canons are not included in the
margins or the appendices of these two manuscripts. These numerous omissions could not be
attributed to sloppy, careless scribes.
There are just too many missing canons. These numbers are the evidence for Eichbauer’s
conclusion that the canons added to the pre-Vulgate texts in Paris, Florence,
Barcelona and Admont must have been done in stages and over a period of time. Her evidence also points to Gratian’s having
circulated a large bulk of the additions in one fell swoop but then having updated
these additions afterwards.
There is one last powerful piece of evidence that militates
against pushing the date of the Vulgate Decretum
too far in the 1140’s: the Second Lateran canons. Eichbauer’s research has convinced me that Gratian
did not add the canons of the Second Lateran Council in a flurry of last minute
additions as scholars have previously believed. Gérard Fransen more than fifty
years ago had argued that the Second Lateran’s canons were hasty and last
minute additions to the Decretum. At first glance some of them, but not all, seem
as if they were added without carefully integrating them into the flow of Gratian’s
arguments. In his study of the rubrics or summaries of
the canons, Titus Lenherr found textual evidence that supported Fransen’s conjecture.[21] He charted the textual variants in the
summaries and saw that they varied more frequently than was usual in Decretum manuscripts.
The pre-Vulgate manuscripts have confirmed that the canons
were added only to the later stages of Gratian’s text. However, they were not added at the last
minute. Almost all of the canons attributed to Lateran II are in the margins or
the appendices of the Florence and Admont manuscripts. The Florence manuscript, which is the
earliest of the four pre-Vulgate manuscripts discovered by Winroth, omitted two
canons attributed to Pope Innocent II completely.[22] One of those canons is also not to be found
in Admont. The remaining canons were
added to the appendices or to the margins of the pre-Vulgate manuscripts. One canon that was added to the appendix and
the margin of Florence came from two different textual traditions, i.e. the
text in the margin is different from the text in the supplement.[23] This is good evidence that the canons
attributed to Lateran II were not added to the pre-Vulgate manuscripts at one
time. Consequently, they cannot be texts
that Gratian added in a final, rushed effort to complete the Vulgate as Lenherr
has argued.
An even larger question looms over Innocent II’s canons. Are they all, in fact, canons from Lateran
II? In the Vulgate Decretum modern scholars, but not Gratian, have attributed 15
canons (out of 30 promulgated by Lateran II).
Their attributions are problematic for several reasons. Canon
28 (D.63 c.35) was from the beginning identified as a canon promulgated by
Innocent II in Rome but not as having been promulgated in the Lateran. Without an explicit attribution, as Atria
Larson has argued, one cannot be absolutely sure it belonged to the council of
1139. I have already demonstrated above
that the text of Gratian’s Canon 28 has significant variants not in the
manuscripts of the Lateran II’s canon 28 outside the tradition of Gratian’s Decretum.
Another canon in the Vulgate Decretum combined canons 18, 19,
and 20 of the Second Lateran Council (C.23 q.8 c.32) and is identified only as having been taken
from “a universal council under Innocent II,” which cannot be attributed to
Lateran II with any certainty.[24] As Larson has demonstrated in detail the
adjective “universalis” when attached to synod or council did not mean
automatically what we mean today by an ecumenical council. A “concilium” called by the pope and having
participants of different nationalities could be termed “universale.”[25] All the other canons that scholars have
attributed to the Second Lateran Council have the inscription of “Innocentius
II” and nothing more. Their inscriptions
bear no indication that they are conciliar canons promulgated at the Lateran II
or at any other council. To be
sure, their texts are very close to the canons that we have accepted as products
of the Second Lateran. But many of them
differ significantly from the texts of Lateran II. The common repetition of wording that is
characteristic of conciliar canons in this era and the lack of an explicit
inscription to Lateran II in all the canons makes an attribution to the council
of 1139 problematic. As Martin Brett has
explained to me “there can be no argument about the extremely close resemblance
between most of the canons attributed to Innocent's councils at Clermont,
Reims, Pisa and the Lateran,” which can make attributions to a particular
council difficult.[26] At the very least we should be cautious,
therefore, about attributing some or all of these canons to the Second Lateran
Council. If they are not Lateran II canons
but drawn from other councils over which Innocent II presided during his
pontificate, it would resolve a number of dating issues that have plagued the
study of Gratian’s teaching career and his life. However, much more work has to be done on this
problem before we could come to a more firm conclusion — if a firm conclusion will
be possible. A preliminary edition of
the canons attributed to Innocent II in the early Gratian manuscripts must be
constructed from the best Vulgate manuscripts and then the results compared to
Martin Brett’s edition. This task is
already well underway.
There is an intriguing rubric to in a very early Italian
Vulgate manuscript, Florence, Biblioteca Laurenziana Plut. 1 sin. 1 that
casts doubt on one text’s having been taken directly from a text of Lateran
II. The rubric to C.17 q.4 c.17 that
might be an edited version of Lateran II’s c.15 reads “Item ex libris Innocentii
pape ii.”[27] I have not found another early Vulgate
manuscript with that rubric. Without a
stronger textual tradition I would be reluctant to conjecture what it means. Literally, the text asserts that his canon
can be found in a book of Innocent II’s legislation. It does not attribute the canon to Lateran
II. As I have already made clear,
however, no other rubric to the canons identifies the canons as being from
Lateran II. Did Gratian know a
manuscript with a collection of Innocent’s legislation and took all his
Innocentian canons from it? It is a
tempting hypothesis but for now goes beyond the evidence.
I have postponed a discussion of the St.
Gall Stiftsbibliothek 673 until now. I wanted
to present the evidence for Gratian’s long teaching career in Bologna from the pre-Vulgate
manuscripts of which Gratian’s authorship is not questioned. Scholarly opinion is unanimous that Gratian
compiled the collections preserved in the pre-Vulgate manuscripts that we have
discussed to this point.[28]
If the St. Gall text could be proven to be a version of a
stage that preceded the text of the Admont, Barcelona, Florence, and Paris
manuscripts, there could be little question that Gratian taught in Bologna for
a long time. No scholar questions the
fact that if St. Gall were an abbreviation, it is an abbreviation of pre-Vulgate
Decretum, not the Vulgate text. I have written previously that if an
abbreviator shortened Gratian’s text from those manuscripts he was almost impossibly
clever. He left no undisputable
fingerprints. The very few places where
one may argue about whether he nodded off while doing his cutting are
debatable.
John Noonan and many other scholars have
recognized for a very long time that Gratian’s causae (cases) are wonderful teaching tools and were Gratian’s
stroke of genius.[29]
If it were a version of an UrGratian,
the St. Gall manuscript would be proof that Gratian began to teach using cases
and developed a Socratic case law teaching methodology. He was the Christopher Columbus Langdell of
the twelfth century. There is no
question that his Decretum became a
very popular text because of the causae. Its immediate acceptance as a “liber legalis”
(textbook) that took its place alongside Justinian’s Roman law codification in
the schools all over Europe was not because the first part of the Decretum, the distinctions, offered
exciting and compellingly teachable material.
It was his causae that won
Gratian his unique place in the history of canon law. Before the discovery of the St. Gall
manuscript one could have conjectured that he had begun teaching with the
causae. In this context one cannot be
too surprised that St. Gall exists.
The St. Gall manuscript is not, however,
a pristine UrGratian. From Causa 27 to 36, the text of the
manuscript received significant interpolations and editing by unknown hands, probably
not by Gratian’s. Nonetheless, Causa prima to Causa 23 (causae 24-26
are missing) must have corresponded fairly closely to an UrGratian
(remembering, however, that there is some evidence that stages preceded the St.
Gall text as well).[30] The additions of Roman law authenticae in the margins and glosses
indicate that the manuscript was used in the classroom at a significant law
school (Bologna?) and not one on the periphery.[31]
The authenticae
would not have been known to teachers of canon law outside Italy in the
1130’s. Just as Rolandus, a commentator on the Decretum in the 1150’s, had, it seems,
only used the causae to teach his
students, so too did the early Gratian.[32]
Where was the St. Gall manuscript
produced and used? Scholars who have
examined the illuminated initials have concluded that they were done in Central
or Northeastern Italy in the second half of the twelfth century. The script is certainly older than that. I would date it to the middle of the twelfth
century at the latest. Its provenance is
Italian. The combination of its
carefully prepared script and its elaborate — and quite beautiful —
illuminations is proof that it was the product of a sophisticated scriptorium
in Northern Italy.[33]
Only one piece of evidence seriously
calls into doubt St. Gall’s being derived from an UrGratian.[34] Causa
2 in St. Gall and Causa 1 in all the
other recensions of Gratian’s text dealt with the issue of simony. The case he presented was complicated to say
the least. I will give it in each of the
versions beginning with St. Gall:[35]
A certain man gave his son
to a monastery and, as demanded by the abbot, rendered a payment of ten
pounds. The son was ignorant of this
because of his age. The boy
matured. He quickly became a
priest. The suffragan bishops selected him to
become a fellow bishop on his merits.
Finally, his father interceded
with his consent and prayers to his election and also money gave to a member of
the archbishop's household; he was consecrated
bishop without knowing of his father's consent and of his gifts of money.
As time passed he ordained some clerics for free and others for money. Consequently, he was accused and convicted
<of simony>. He suffered the
judgment that condemned him.
In the
other pre-Vulgate and Vulgate versions presented a more nuanced and detailed
story: [36]
A certain man had a son whom he gave to a very
wealthy monastery. The abbot and the brothers demanded ten pounds to take
his son. His son, because of his age, did not know about the money.
The boy grew and with the passing of time and with a succession of offices, he
came of age and was ordained a priest. Finally, he was elected bishop by
the suffragan bishops because of his talents. His father gave his consent
and prayers to his election and also money to a member of the archbishop's
household; he was consecrated bishop without
knowing of his father's consent and of his gifts of money. In the passing
of time, he ordained several priests for money and to others he gave the
sacerdotal benediction for free. Finally, he was accused and convicted
<of simony> at the archiepiscopal court. He accepted his judgment
of damnation.
A comparison of the two texts makes it difficult
to imagine that the pre-Vulgate text in St. Gall is an abbreviation of the pre-Vulgate
text in the other manuscripts. The pre-Vulgate
hypothetical incorporated specific facts into the case that are left out or
remain ambiguous in St. Gall. The pre-Vulgate’s monastery was wealthy. It practiced simony in spite of its
wealth. After his ordination, the boy
received other clerical offices on his merits, one presumes, and not simoniacally. In contrast, the St.
Gall case suggests that the boy became a priest inappropriately quickly
(convolare = to fly). The description of
the court’s decision in St. Gall (contraria sententia) could be interpreted to
imply that the bishop lived with a decision that was not in accord with his own
views of his actions. In the other pre-Vulgate
hypothetical the bishop accepts his fate.
These differences do not suggest an abbreviator to me. They suggest a reworking by Gratian.
Gratian then listed seven questions that he wished to
consider which are almost the same in all the versions of the
text. Number six was the
question whose text created a problem of interpretation: “Sixth <question> Whether
those who were ordained by him in the past without knowledge of his simony must
be deposed?”[37] There was only one text in the entire corpus
of canon law that could answer that question: two canons that Pope Urban II had
promulgated at the Council of Piacenza in 1095.
To answer Question six, Gratian
presented the two Piacenza canons as one canon in the St. Gall manuscript.[38] The logical place for the canon was in
question six. That is exactly where it
is in the St. Gall manuscript:[39]
If those
, he said, who were ordained by simoniacs but not simoniacally can be proven
that when they were ordained to have not known the <bishops> were
simoniacs, then they will be considered as Catholics in the Church, and we will
sustain those ordinations mercifully, if their laudable lives endorse
them. Who, however, knowingly is
consecrated by simoniacs, rather one would say execrated, we declare that their
consecration is completely invalid.
In the
transition from the St. Gall Decretum
to the manuscripts in Florence, Paris, Barcelona, and Admont, Gratian added 15
canons to Question one between c.90 and c.113.
One of those canons was decretal of Pope Nicholas II in which
the pope distinguished between several types of simoniacal ordinations:
simoniacs ordained simoniacally by simoniacs, simoniacs ordained by
non-simoniacs, and simoniacs ordained by simoniacs but not simoniacally. Nicholas did not, however, cover all the
possible permutations, the most important being the legal issue of
ignorance. Gratian had already applied
the principle of ignorance to marriage law in St. Gall Causa 26 (=29).
As he considered Nicholas’ decretal Gratian must have thought,
“what about the cleric, as in my hypothetical, who was ignorant that the
prelate was simoniacal? Or a cleric as
in my hypothetical who did not know that someone was paying for his
ordination?” He must have also
considered the issue that his raising the question of ignorance in Question one
and not leaving it for Question six disturbed the organization that he had
created for Causa one. In Question one his question had been: “Is it a sin to buy spiritual things?”[40] In spite of whatever reservations he may have
had, Gratian moved Urban’s conciliar canon from Question six to Question one and
placed it after Nicholas’ decretal. As
Gratian remarked in the dictum he
wrote before the canon:[41]
But these clerics <i.e.
Nicholas’ last category> must be understood as being those who are ordained
by simoniacal prelates, whom they did not know were simoniacal. The decretal makes these simoniacs, but not
guilty of a crime, yet < having> an ordination of a simoniac. Concerning these clerics Pope Urban stated
<in his canon>.
Moving a
canon is unique in the textual tradition of the Decretum. Causa one Question one is the only place
in the Decretum in any of its
versions where Gratian moved a text significantly. We may think with some justification that he
could have placed Nicholas’ decretal in question six. Question one was already ungainly long. His moving Urban’s canons did not improve his
argument or the organization of Causa
one. Nevertheless, he moved Urban’s
text. Gratian then reworked his
introductory dictum to Question six
in his later versions of the Decretum to read:
[42]
What indeed ought to be
done concerning those who unknowing are ordained by simoniacs, which is asked
in the sixth question, is
found above in the chapter of Urban that begins: “Si qui
a simoniacis non simoniace ordinati sunt .”
Previously
in the St. Gall manuscript Gratian had introduced the Piacenza canons with a dictum, and it is this dictum that has created problems of
interpretation and the conviction of some that St. Gall is an abbreviation:[43]
Quid autem de his fieri debeat qui ignoranter a symoniacis ordinati sunt,
quod quidem sexto loco quesitum est supra in capitulo Urbani dictum est quod,
quia forte ibi quantum ad negotium pertinebat integre poni non fuit
necessarium, in presenti ad evidentiam in medium adducamus.
In translation:
What moreover ought to be
done with those clerics who unknowingly are ordained by simoniacs, which is
asked in the sixth question,
<can be found> in the chapter of Urban that has been cited
above, but indeed, because it was not necessary to place the entire text there
as far as it pertained to the issue, I bring it forward here.
Winroth
and others have interpreted Gratian’s dictum at the beginning of Question six
as being proof of St. Gall’s being an abbreviation.[44] They assume that the abbreviator fell
asleep and forgot that he had omitted Pope Nicholas’ canon and also that he had
eliminated Urban’s canons immediately after Nicholas’. With that assumption, Winroth is quite right
that the reference is puzzling and, if he had interpreted the passage
correctly, could be a solid proof that St. Gall is an abbreviation. However, the compiler of the St. Gall text
was quite wide awake. What Winroth
overlooked was that Gratian had, in fact, cited Urban’s canon “supra” in Question
four of St. Gall and in all the subsequent versions of the Decretum. That is the place
Gratian referred to in his dictum
before Question six in St. Gall. He was
not citing a now non-existent text in the first question. He alerted his readers that he could have put
the Urban’s canon in Question four but did not.
In his dictum in question four
he had written: [45]
Again, if someone is
excused from having been ordained unknowingly by a simoniac, just as he can be
excused who is ordained simoniacally but unknowingly.
In the
later versions of the Decretum Gratian
clarified that the dictum referred to
Urban’s canon that was now placed in Question one with an inserted added phrase :[46]
Again, if someone is
excused from having been ordained unknowingly by a simoniac, as seen above in
Urban’s canon <in q.1 c.108>, he can also be excused who is ordained
simoniacally but
unknowingly.
Once
Gratian’s dictum before Question six in the St. Gall manuscript is understood
to refer to his dictum in Question four, the use of this passage as being a
proof that St. Gall is an abbreviation cannot be sustained. An abbreviator did not nod; Gratian was practicing a methodology
he used in all the versions of his Decretum:
referring to canons in other parts of his work with their first few words or as
here with a short reference to a canon’s content.
The other arguments for and against St.
Gall’s being an abbreviation rest upon small textual variants that cannot come
close to being a full proof. A number of
scholars, including me, have made textual arguments taken from Gratian’s dicta in St. Gall. Some are more persuasive than others. None of them makes a full proof for either opinion.[47] As I
have stated above, I believe that the textual anomalies in St. Gall in Causae 27-36 of Gratian’s text cannot be
used as evidence of an abbreviation because I believe the text is a redaction
with interpolations.[48] A significant piece of evidence for my
conviction about St. Gall’s being an early pre-Vulgate version of Gratian’s Decretum and not an abbreviation are the four authenticae that are added to the
margins of the manuscript. Two of them
Gratian included into the text of the Decretum
in later recensions. Two of them he did
not. Gratian did not add them; someone
else did. Whoever added these authenticae to the margins of St. Gall
knew Roman law very well and was using the manuscript to teach canon law in a
center where others were teaching Roman law.
Such a person, I have argued, would not have been teaching with an
abbreviation.[49]
Anders Winroth noticed, as many other
scholars have, that Gratian cited the Bible frequently in his dicta.
He chose canons with many biblical citations as well. Winroth drew attention to the fact that
Gratian cited the Pseudo-Paul Pastoral Epistles to Timothy and Titus when he
analyzed clerical discipline in Distinctions 25-49. That Gratian would have turned to these
epistles was inevitable. Any medieval
author who discussed clerical behavior and norms of rectitude would have thought
immediately of the Pastoral Epistles. The
canons Gratian compiled for those distinctions cited them many times more than
Gratian did. Winroth concludes his
discussion about Gratian’s use of the Pastoral Epistles with the statement:[50]
Gratian’s use of St. Paul
for his organization is, incidentally, a well-nigh irrefutable argument against
the idea that the text of the Decretum known from the infamous manuscript St.
Gall, Stiftsbibliothek 673 would be the earliest version of Gratian’s work . . . This manuscript makes a hash of that
organization, cutting most references to the Epistle to Timothy, while allowing
a few to stand, orphaned and barely intelligible.
Like
black truffles, rrefutable arguments are hard to find
in scholarly debates. There are two very
good reasons for thinking that Winroth’s conclusions can be questioned. The first objection is that the
Pseudo-Pauline epistles do not provide an “organization” or an “organizing
principle” for Gratian’s distinctions in the ordinary sense of those terms. He does not follow the epistles exactly as
they discussed clerical discipline line by line or chapter by chapter. He skips around in the epistles, quoting them
and taking whichever ideas he found useful for the issues he was discussing. He also cited other texts in the Pauline
epistles in his analysis of clerical rectitude. If there is no organization or
organizing principle in his use of the Pastoral Epistles, it cannot be
violated.
The second objection, and much more
weighty, is that comparing the Distinctions to Causa prima in St. Gall is to compare two different literary genres. In Causa
prima Gratian created a hypothetical, asked a series of questions, and
presented texts that pertained to his case. He presented an hypothetical in which a
student had a concubine, a subdeacon had a wife, and after this
sorry history became a priest and then a bishop. In St. Gall Gratian did not focus on “what
are the virtues a cleric should have?” In
the Distinctions, he did. When he
refashioned that material, the wingspan of his subject matter was much wider. In Causa
prima of St. Gall Gratian explored clerical sexual norms, and how they
might affect a prelate’s status; in the later distinctions that grew out of Causa prima he dealt with a much broader
set of issues touching on clerical discipline and what characteristics a good
cleric should possess. The difference is
not trivial. It is an entirely different
project. To compare the two is to
compare tuber melanosporum (black truffles) to agaricus bisporus (button
mushrooms). To combine the two is not
good gastronomy or scholarly methodology. Timothy and Titus have not much to say about
clerical sexual behavior covered in Causa
prima of St. Gall; they have a lot to say about the topics covered in the
Distinctions.
Finally, Winroth’s conclusion sidesteps another question
about St. Gall that I raised ten years ago; if St. Gall is an abbreviation, why
did the abbreviator ignore the Tractatus
de legibus D. 1-20 and Distinctions 80-101?
Or why did the abbreviator cut out Causae
24-26 and 28? If the abbreviator
went to the trouble of transforming the Distinctions 27-79 into Causa prima,
and if he was using the text to teach, chopping out the Tractatus de legibus is strange. A good reason for deleting the causae is also difficult to find. It is an old principle of humanistic
scholarship that the easiest and simplest explanation for textual changes is
usually the most compelling. To my mind,
when Gratian decided that the issue of clerical marriage and sexual behavior had
been resolved by conciliar legislation of Lateran I, and and
Innocent II’s councils, especially Pisa in 1135, he set to work dismantling Causa prima.[51] He quite logically put together his
distinctions on clerical discipline before his first Causa.[52] To imagine an abbreviator taking the
Distinctions between 27 and 79, omitting half the canons, and creating a
coherent causa is to my mind not only
a much difficilior task, but
also raises the question why did he do it?
If one argues that the abbreviator created Causa prima, one ought
to give reasons why he thought there was a need for that Causa. Was there any longer a need for a causa
with the issues of Causa prima?
Gratian certainly did not think so when he finished the Vulgate Decretum.
No causa of the Vulgate focuses
on the problems Gratian broached in Causa prima.
In the end, what can we conclude
from the manuscript evidence that remains from the early versions of Gratian’s Decretum? He taught many years in Bologna and had many
students. Some of them began to gloss
and comment on his magnum opus.[53] The
glossators began their work very early.
The primitive set of glosses contained in all the early manuscripts of
the Decretum, pre-Vulgate and Vulgate, with its citations to Burchard of
Worms’ Decretum and the Lombarda are undoubtedly of Italian
origin.[54] Nonetheless, they circulated in the margins
of Gratian’s text following it wherever it went.
John T. Noonan wrote his
conclusion without the benefit of what we know today about Master Gratian. It is still a pretty good biographical summary:
Gratian “revealed himself to be a teacher with theological knowledge and
interests and a lawyer's point of view. He worked in Bologna in the 1130s and
1140s.”[55] I would tweak his conclusion only with “also the
1120s.” In my reading of the causae
and thinking about the changes he made in the different versions of his book, I
have been impressed by how Gratian developed and expanded his analysis of the
problems posed by the hypotheticals he created.
One could conclude, as I have, that he could not have done that work and
thought through so many different legal issues in a few years of teaching.
“Horror
vacui” is a metaphor that that applies to almost any field of study. If we do not know what we wish we could know,
we search for evidence to fill in the void of our ignorance. Noonan proved quite persuasively that the
“horror vacui” created a rich tapestry of illusory knowledge about Gratian during
the twelfth and thirteen centuries.
Twenty-first-century scholars have taken up the search to know more
about Gratian. It is a worthy
quest. Anders Winroth has endorsed two medieval
conjectures that have been recently put forward by other scholars: that Gratian
was a bishop of Chiusi and that he participated in a Venetian court case in 1143. Both of these conjectures would mean that
Gratian lived until ca. 1145. Winroth
has done more to revive and invigorate the study of Gratian’s Decretum
than anyone else in the last 200 years.
Not surprisingly he cares about Gratian and thinks often about this man
who did so much to launch European jurisprudence. Although I may not agree with all of his
conclusions or conjectures about Gratian, I must emphasize that Winroth’s work has
opened new vistas and perspectives for thinking about Gratian the teacher, the
jurist, and the man. A few disagreements
do not undermine or diminish his achievement.
Winroth
has been convinced by an argument first advanced by Francesco Reali that
Gratian became the bishop of Chiusi at the end of his life. Medieval authors also thought Gratian had been
the bishop of Chiusi.[56] Reali noticed that a necrology of the Cathedral
Chapter of Siena contained a notice that a Gratian from Chiusi who was also a
bishop had died sometime in the middle of the twelfth century.[57] Reali made the assumption that this Gratian
was not only from Chiusi but had been bishop of Chiusi. Winroth has
embraced Reali’s discovery and used it as evidence of
Gratian’s fate in the 1140s. There is,
in fact, as Noonan had already conceded, very early evidence for Gratian’s
having been a bishop. Rudolf Weigand
printed an introductory gloss or prologue that precedes eight Decretum
manuscripts.[58] In three of them, the text states that
Gratian divided the Decretum into two parts, i.e. that the last part on
sacraments, De consecratione, was not yet part of the Decretum;
the other five manuscripts change the two parts to three.[59]
All five manuscripts that contain “three
parts” are later copies of the Decretum.
The reading of the three manuscript witnesses for
this passage is a certain evidence that the gloss was written very shortly
after the Vulgate version of the Decretum left Gratian’s desk in Bologna
without the third part, De consecratione.[60]
The scribe of possibly the oldest of
these three manuscripts, Paris, Bibliothèque nationale de France lat. 3884-I,
entered the text on the folio preceding the beginning of the Decretum.[61] We cannot know with certainty whether this
short prologue was an attempt to introduce the Decretum to readers or an introduction to the primitive set of
glosses in the margins of the manuscript or both:[62]
In the name of our Lord
Jesus Christ.
The first part of the
Decretum begins with a discussion of written and non-written law. It treats the authority of law, the election
of clerics and their dispensation.
The Concord of discordant canons. In the beginning a treatment of the ius of
constitutions and of nature.[63]
The Concord of Discordant
Canons which Bishop Gratian organized into two parts. The first part contains 101 Distinctions,
although Distinction 49 (48) seems incomplete.
The second part contains
36 causae and you must note that several canons
are edited[64] and
are arranged in various causae so that if indeed you wish to see the entire
canon, <you can find it> in another place; you may not presume to fill
them in or to continue as if this was the the result
of scribal error. Similarly even when
you find other translations
of Greek councils, you should consider those reliable which are inserted into this
work. You should not presume to mix
similar chapters or change a row of translations.
The text
is not without its intriguing ambiguities.
The first line is a standard introduction to a medieval works, but not,
as far as I know, to Gratian. Weigand
did not include this line of text in his edition. If it does occur in the other manuscripts,
that would be a stronger piece of evidence that it is part of a prologue introducing
the glosses, not to Gratian’s text. The
second sentence is a summary of the subject matter of distinctions 1-101. That too might be part of the prologue to the glosses. The Italicized text is taken from a different
tradition that one finds at the beginning of quite a few twelfth-century
Gratian manuscripts. The scribe must
have had two different texts in front of him and combined them. The remainder, that I have taken from the
Paris manuscript and which Weigand calls the early version, called the readers’
attention to three textual matters. The
first is that Distinction 49 (or 48) is not complete. The second is a warning that the reader
should not be concerned if other texts, presumably in other collections, were
different. Gratian had edited them to
suit his purpose. Finally, the Greek
councils that Gratian inserted into the Decretum
should be respected. Gratian, he
implied, made good choices.
I lean towards thinking the text is a
prologue to the primitive and sparse but significant glosses in Paris, BNF
3884-I and II. Weigand had studied
manuscripts with these glosses for years and called them part of the “First
Composition” of glosses when he worked out his categorization of early glosses
to Gratian.[65] He did not mention in his work that this
layer of glosses, which is found in almost all the early glossed Gratian
manuscripts, including the pre-Vulgate Barcelona and Admont manuscripts,
included many references to canons in Burchard of Worms’ Decretum and in the Lombarda.[66] No other pre-Gratian canonical collection
received as much attention from the early canonists in the margins of Decretum manuscripts as Burchard of
Worms’ Decretum. Their function has not yet been studied. Were they to supplement, support, or
contradict Gratian’s choices of sources?
Some were later incorporated into the Vulgate Decretum as “paleae.” The
citations to Burchard disappear from the margins after ca. 1200. The citations to Lombard law are not as
frequent.[67] Citations of the Lombarda are not common in Italian Roman law manuscripts and have
not been noticed before in canonistic texts.[68] Weigand had already concluded that the “First
Composition” was very early, not later than 1150, perhaps earlier. Its presence is a good test for the date of a
manuscript. No canonist would have
needed or wanted these glosses after ca.1150.
This layer of glosses also can provide evidence of its origins:
Italy. Although Paris, BNF 3884-I and II
are written and illuminated in Northern France, it is difficult to think of many
reasons why a Northern French jurist would be interested in Lombard law. These allegations to the Lombarda would have been of interest and use to canonists in
Northern and Southern Italy and make it likely that the First Composition had
its origins in the Italian schools.[69] The presence of a version of this gloss that
graces the margins of the Barcelona and Admont manuscripts is good evidence
that the pre-Vulgate Decretum
circulated long enough for someone to have composed a gloss for it. If the pre-Vulgate manuscripts had a very
short shelf life, no one would have bothered.
There is one more puzzle in Paris, BNF
lat. 3884-I. Carlos Larrainzar discovered
that the front flyleaf was a folio from a pre-Vulgate version of Gratian’s Decretum.[70]
Jacqueline Rambaud had long been convinced of the manuscript’s significance,
and Larrainzar’s discovery raises intriguing if unanswerable questions. The manuscript was produced in an important
center. No expense was spared on its
production. The text was divided into
two volumes and provided with magnificent illuminations. One might presume that when the Vulgate text
arrived, the owners of the pre-Vulgate text decided to trash their old text and
use the manuscript(s) for more mundane purposes, like flyleaves. If one could localize this manuscript and
trace other manuscripts produced at the center, one might find more flyleaves
of pre-Vulgate Gratians. One might guess
that Paris, BNF 3884-I was produced in a major center in Northern Europe for
the study of canon law and that the center had close ties to Bologna. Art historians have connected its
illuminations to Paris or perhaps Sens.
An important center in Paris would make sense.
What does this information mean for
Gratian’s biography? First, the glosses
in Barcelona, Admont, Paris, BNF 3884 I and II and
other manuscripts were not written in Northern Europe but in Italy. This very early Italian glossator(s) of
Gratian’s text who was writing close to 1140 thought that Gratian was a
bishop. For obvious reasons he would
have been in a position to know. The Decretum in its earlier forms was an
immediate success all over Christian Europe. The
oldest three manuscripts of the eight that contained the “prologue” discussed
above identify Gratian as the compiler.
Other manuscripts do as well.[71] It is not accurate to say that Gratian was
unknown or that the glossators did not mention his name. As Noonan illustrated in great detail,
twelfth-century authors thought they knew many details about him.[72]
But was he bishop of Chiusi as Reali and
now Winroth would like to believe?[73]
The passage about Gratian in the Siena
necrology was written after an entry but on the same line as a notice of a
certain Anslem. Anselm’s death is not
dated. It reads: “Obit Anselmus
subdiaconus et canonicus Sancti Martini Lucensis.” At the end of Anselm’s entry a later scribe
added: “et Gratianus Clusinus episcopus.”
Reali and Winroth date both
hands to the twelfth-century, and I think they are right.[74] Nonetheless, there are problems with their
attribution. If one adheres to the rules
of Latin syntax, the text reads: “Gratian of Chiusi, bishop.” “Clusinus” cannot normally be applied to
“Gratianus” and “episcopus” at the same time.
If one can assume the scribe knew his Latin well, one can interpret the
text as stating that Gratian from Chiusi was a bishop. Winroth asserts that it is Magister Gratian
because the name is not common.[75] That is not the case. He overlooked the fact that in the same
necrology that has a modest number of names, there is another Gratian who is
memorialized.[76]
The final problem with this entry in the Sienese necrology is
that if this is the Gratian who compiled one of the most famous textbooks of
the twelfth century and who taught canon law at Bologna for a long time, can we
believe that he would have been given such a modest entry? It is much more modest than Anselm’s and many
others in the necrology. Would the
Sienese scribe have given him no title, no descriptive adjectives, and no clues
that he was a person of European wide fame?
In the end, after reviewing the evidence, I think John T. Noonan would
have concluded that yes, Gratian was probably a bishop. When was he bishop? Difficult to say. Was he the bishop of Chiusi? The evidence, I think he would say, is
inconclusive.
Another Gratian appears in a Venetian court case that was held in 1143. The case concerned tithes, a subject on which Master Gratian had more than a little expertise. The case has been in print for several centuries. Noonan thought it possible that this Gratian could be Master Gratian, but he thought it was only possible, “even plausible,” but not certain. Recently, Gundula Grebner uncovered more evidence that would confirm Gratian’s presence in a Venetian courtroom and change Noonan’ plausible to certain.[77]
Winroth accepts Grebner’s argument. The issues of the case are only sparsely
given, except that it concerned monks holding the rights to tithes. Grebner points out that Gratian dealt with
that issue in his Decretum at C.16
q.7. The judicial sentence was rendered
with the concurrence of “consilio Patriarce Aquilejensis et episcopi
Ferrariensis et magistri Walfredi et Graciani et Moysis et aliorum prudentum” (with
the counsel of the Patriarch of Aquilea, the bishop of Ferrara, Master Walfredus,
Gratian, Moses, and other prudent men).[78] Again, the question: can this be Master Gratian, the Father of
Canon Law, the compiler, by this time, of a famous book? The hesitations are some of the same as they
were for the necrology in Siena.
Walfredus, the Roman lawyer, is given the title “magister.” Gratian is not. Gratian would have been in 1143 at the end of
his life, having taught canon law at Bologna for almost ca. 25 years. Would he not have received at least some
recognition of his contributions to Bolognese legal culture? I think so.
Furthermore, there is another Gratian whom Noonan, Grebner, and Winroth
did not know in the Venetian court records who participated in a case in 1150.[79] In spite of having a cognomen in 1150, he may
be the same Gratian who heard the 1143 proceedings — or another Gratian. In any case as in 1143 he heard the case with
a master but is not given that title. It
is also another piece of evidence that every Gratian is not Gratian.
The man in Venice is someone who has, perhaps, training in
canon law, but he is very likely not the Father of Canon Law. Noonan is right: after you strip away the myth and dubious
evidence, Gratian is a shadowy figure. I
think that Noonan would agree that Gratian was probably a bishop — but where
and more importantly when? Was he a
bishop-elect at the end of his life? He
could not have been a bishop and teaching and compiling his text book while he
was in Bologna.
As we have seen speculation without any or much evidence
has dominated the debate about Gratian for the past ten years. I would like to exercise my right to
speculate about Gratian too. If all my
guesses and uncertainties in this essay about Gratian’s work and life were to
be confirmed as fact, this is the story we might have (remembering that I label
these remarks a conjectural novella):
Gratian began teaching ca. 1125-1130 using a text that looked something
like the St. Gall manuscript. He
expanded his text ca. 1133-1135. He added ca. 1500 canons, including some
canons from Innocent II's conciliar legislation prior to Lateran II. They
derived from Innocent’s other councils or letters. He became bishop of (pick a city). Around 1135 Italian canonists (maybe even
Gratian himself?) provided a primitive set of glosses to his text that
circulated in the earliest manuscripts. He composed a final part of the Decretum on sacraments, De consecratione ca. 1140. This additional text is very
unsophisticated in comparison to the rest of his work and very
old-fashioned: it contains just one dictum and 405 texts. If Gratian compiled it, he could have done it
quickly and without much thought or effort.
Does this story fit the possible facts?
Yes. Is it true? As I hope this
essay suggests, some of these conjectures are more plausible than others. Let’s wait and see whether the scholarly
world of Gratian’s followers reaches a consensus. It may take time.
Gratian would move from the shadows to the brilliant and shadowless
light of day only in the fourteenth century when Dante put him in Paradiso Canto 10, 97-103:
Questi che
m’è a destra più vicino, frate e maestro fummi, ed esso Alberto è di Cologna, e
io Thomas d’Aquino.
Quell'altro
fiammeggiare esce del riso di Grazian, che l'uno e l'altro foro aiutò sì che
piace in paradiso.
Those who are to my right were my
brother and master, Albert from Cologne and I Thomas Aquinas.
That other person with the light shining
from his smile, is Gratian, whose contributions to the secular and the
ecclesiastical courts has pleased Paradise.[80]
Dante knew nothing about Gratian’s life. He did
know that Gratian composed a book known to every educated person in Europe. He
knew it was a book that every student of law studied and that it influenced the
development of ecclesiastical and secular jurisprudence. Dante imagined that Gratian
sat in heaven with Albertus Magnus and Thomas Aquinas at his side. He may have
also known that Albertus and Thomas both used Gratian’s Decretum in
their great summae. Do we have to know more
about Gratian than Dante knew? Maybe not.
[1] “Gratian Slept Here:
The Changing Identity of the Father of the Study of Canon Law,” Traditio 35 (1979) 145-172 at 145. Noonan also wrote a very insightful essay
about Causa 29 in which Gratian
introduced the principle “error of person,” a concept that is still an important
norm in canonical marriage law (Codex iuris canonici c.1097 § 1),
see ‘The Catholic Law School—A.D.1150’, The
Catholic University Law Review, 47 (1998): 1189–1205.
[2] Ibid. 172.
[3]
Anders Winroth, The Making of Gratian’s Decretum (Cambridge Studies in Medieval
Life and Thought, Fourth Series 49; Cambridge:
Cambridge University Press, 2000). See Melodie H. Eichbauer, “Gratian’s
Decretum and the Changing Historiographical Landscape,” History Compass 11/12 (2013): 1111–1125 for the
most recent discussion of the historiographic problems discussed in the recent literature
with a rich bibliography.. The most recent biography
of Gratian is Orazio Condorelli, “Graziano,” Error! Main Document Only. Dizionario dei giuristi italiani
(XII-XX secolo), edd. Italo Birocchi, Ennio Cortese, Antonello Mattone, Marco Nicola
Miletti (2 vols.; Bologna: Mulino, 2013)
1.1058-1061.
[4] Peter Landau, “Gratian and the Decretum Gratiani,” The History of Canon Law in the Classical Period, 1140‑1234, edd. Wilfried Hartmann and Ken Pennington (Washington, D.C.: Catholic University Press, 2008) 47-48.
[5] Anders Winroth, “The Teaching of Law in the Twelfth Century,” Law and Learning in the Middle Ages: Proceedings of the Second Carlsberg Academy Conference on Medieval Legal History 2005, edd. Helle Vogt and Mia Münster-Swendsen (Copenhagen: DJØF Publishing, 2006), 41-62 has argued that the teaching of Roman and canon law did not begin until the 1130s. I have presented evidence that Roman law cited in court cases and was taught much earlier, probably as early as the traditional dates for the beginnings of the law school in Bologna, ca. 1075-1100; see Pennington, “The ‘Big Bang’: Roman Law in the Early Twelfth-Century,” Rivista internazionale di diritto comune 18 (2007) 43-70, my essays “The Beginning of Roman Law Jurisprudence and Teaching in the Twelfth Century: The Authenticae, “ Rivista internazionale di diritto comune 22 (2012) 35-53 and “Roman Law at the Papal Curia in the Early Twelfth Century, “ Canon Law, Religion, and Politics: Liber Amicorum Robert Somerville, edd. Uta-Renate Blumenthal, Anders Winroth, and Peter Landau (Washington, DC: The Catholic University Press of America, 2012) 233-252.
[6] His main argument is that the Vulgate Decretum is not as well organized as the pre-Vulgate. As I have pointed out in other examples of jurists expanding their texts, their methodology of revising texts inevitably leads to a lack of clear argumentation, see my essays “An Earlier Recension of Hostiensis's Lectura on the Decretals, “ Bulletin of Medieval Canon Law 17 (1987) 77-90, “Johannes Andreae's Additiones to the Decretals of Gregory IX, “ Zeitschrift der Savigny-Stiftung für Rechtsgeschichte, Kanonistische Abteilung 74 (1988) 328-347, and “Panormitanus's Lectura on the Decretals of Gregory IX, “ Fälschungen im Mittelalter: Internationaler Kongreß der Monumenta Germaniae Historica München, 16.-19. September 1986: Gefälschte Rechtstexte: Der bestrafte Fälscher (Schriften der Monumenta Germaniae Historica 33.1-6; 6 vols. Hannover: Hahnsche Buchhandlung, 1988) 2.363-373. He has also argued that Gratian changed his mind, see Anders Winroth, “Neither Free nor Slave: Theology and Law in Gratian’s Thoughts on the Definition of Marriage and Unfree Persons,” Medieval Foundations of the Western Legal Tradition: A Tribute to Kenneth Pennington (Washington, D.C.: Catholic University of America Press, 2006) 97-109, in his treatment of the marriage of unfree persons. I do not find his argument convincing. There are many changes in emphasis and topics as the Decretum evolved. These changes are not proof that someone else made them, e.g. Gratian’s treatment of Jews, Pennington, “The Law’s Violence against Medieval and Early Modern Jews,” Rivista internazionale di diritto comune 23 (2013) 23-44.
[7] I base the transcription on St. Gall, Stiftsbibliothek 673 (Sg), pp. 25-26, which I have collated with Paris, Bibliothèque nationale de France nov. acq. lat. 1761 (P), fol. 65va, Florence, Biblioteca nazionale centrale Conventi soppressi A.1.402 (Fd), fol. 12va., Barcelona, Arxiu de la Corona d’Aragó, Santa Maria de Ripoll 78 (Bc), fol. 76rb, and Admont, Stiftsbibliothek, fol. 72v of the pre-Vulgate manuscripts, and with these very early Vulgate manuscripts: Biberach, Spitalarchiv B 3515 (Bi), fol. 57vb, Bremen, Universitätsbibliothek a.142 (Br), fol. sine numero, Florence, Biblioteca Laurenziana Santa Croce Plut 1 sin. 1 (Fs), fol. 64r, Mainz, Stadtbibliothek II.204 (Mz), fol. 44vb, Munich, Staatsbibliothek Clm 13004 (Me), fol. 78ra and Clm 28161 (Ml), fol. 53v, Paris, Bibliothèque nationale de France lat. 3884-1 (Pf), fol. 78ra, 14317, fol. 52va-vb (Pd). Fs may be the earliest Vulgate text of Gratian’s Vulgate. I have not recorded minor scribal errors here and in the text of Obeuntibus below.
[8] Winroth, Making of Gratian’s Decretum 137.
[9] Atria A. Larson , “Early Stages of Gratian’s Decretum and the Second Lateran
Council: A Reconsideration,” Bulletin of Medieval Canon Law 27 (2007)
21-56 at 37-39.
[10] Fd is the base text that is collated with AaBc, the manuscripts listed in n.4, and with the text in Error! Main Document Only.Conciliorum oecumenicorum generaliumque decreta, ed. Thomas Izbicki (Vol. 2.1; Turnhout: Brepols, 2013) 113=COGD2, omits “Ait enim” of Gratian’s dictum. The new edition did not introduce any signifiant changes into the text. The COGD2’s reading of “conuenientia,” which generally means a meeting, seems less likely than the reading in Aa, which means “consent.” “Coniuentia” can be found in many twelfth century sources in contexts in which it means “consent.”
[11] Translation based on Norman Tanner’s in Error! Main Document Only.Decrees of the Ecumenical Councils, 1: Nicaea I-Lateran V, 2: Trent-Vatican II, (2 Volumes. London-Washington, D.C.: Sheed & Ward and Georgetown University Press, 1990) *203, with minor changes.
[12] My thanks to Professor Brett for providing me with his preliminary edition of c.28. I am currently working on an “edition” of the canons attributed to Pope Innocent II in all the early manuscripts which will be published this year. The results to date have provided evidence that none of the canons may be attributed to Lateran II.
[13] Contrary to Winroth, Making of Gratian’s Drecretum 130-133: “The first recension of the Decretum was not a living text. It was a finished product which its author considered ready to be circulated . . . I know of no manuscript (beyond Aa) which contains a version of the Decretum that is longer than the first recension but shorter than the second and that could be an intermediate stage.” However, as Melodie Harris Eichbauer has demonstrated if the canons added to Fd, Bc, and Aa were entered into the body of a new Decretum it would not equal a Vulgate text.
[14] Paris, Bibliothèque Nationale de France nov. acq. lat. 1761 (P), fol. 83v, Florence, Biblioteca nazionale centrale Conventi soppressi A.1.402 (Fd), fol. 18vb-19ra. Fd added the omitted texts in a hand that is similar to the other marginalia and textual corrections in the manuscript. The hand of the main text ended on fol. 18vb with the notation: “§ d.c.”, i.e. “distinctio centum”, which may indicate that the scribe knew that additional text would be made available. The scribe left room for the additional text. In P, the scribe left room after the last words of D.99 c.1. but the space would not have been sufficient for D.100 and 101. Winroth, Making of Gratian’s Decretum 204, overlooked those omissions in his analysis. In Bc the missing texts are added on a new folio.
[15] There was not enough room on folio 98r-98v for the entire text. The scribe squeezed D.100 d.p.c.8 to D.101 c.1 into the left hand margin of 98v. On the inserted leaves in Bc see Melodie H. Eichbauer, “ From the First to the Second Recension: The Progressive Evolution of the Decretum,” Bulletin of Medieval Canon Law 29 (2011-2012) 119-167 at 126-127.
[16] Admont also added D.99 c.4, 5, and D.101 c.1 to the main text of the Decretum.
[17] Eichbauer, “ From the First to the Second Recension” 119-167 especially her
conclusions 150-152.
[18] Ibid. 123 and n.12 and n. 9 above.
[19] Not taking the evidence of the Barcelona manuscript into account, which would not alter the picture substantially.
[20] Eichbauer, “ From the First to the Second Recension” 145.
[21] Gérard Fransen, “La date du Decret
de Gratien,”
Revue d’histoire écclésiastique
51 (1956) 521-531; Titus Lenherr, “Die Summarien zu den Texten des 2. Laterankonzils von
1139 in Gratians Dekret,” Archiv für katholisches Kirchenrecht 150
(1981) 528-551.
[22] D.90 c.11 and C.21 q.2 c.5, which is also omitted by Admont.
[23] D.63 c.35, Fd fol. 12va and fol. 113va. I am completing an edition of the texts attributed to Lateran II in the pre-Vulgate and early Vulgate manuscripts.
[24] Canons 18, 19, 20 combined into one: C.23 q.8 c.32: “De incendariis quoque Innocentius secundus in uniuersali concilio generaliter constituit dicens.” Clm 13004, fol. 228rb and 28161, fol. 195ra have the same reading. In the Biberach manuscript and Salzberg, Stiftsbibliothek a.xi.9 the canon is part of Gratian’s dictum and is not separated from it. The edition of the canons (see note 12) has provided more evidence for evidence for the conclusion that Gratian took these canons of Pope Innocent II from non-Lateran II sources.
[25] Larson, “Early Stages of the Decretum” 27-34.
[26] In an email on January 14, 2014.
[27] Fs fol. 205rb.
[28] Winroth, Making of Gratian’s Decretum 175-196.
[29] John T. Noonan, Jr. “Catholic Law School – A.D. 1150,” The Catholic University Law Review 47 (1998) 1189- 1205 at 1201: <Gratian showed that> “The study of law was, at least in part, the
study of hypotheticals, with the power of hypotheticals to select and isolate
significant legal issues and the weakness of hypotheticals that they lack the
rich concreteness, the true mind binding complexity, of real cases. The
hypotheticals were the basis for questions that opened up substantial areas of
law in a penetrating way. The questions also turned out to be convenient pegs
on which to hang a variety of authorities.”
[30] Melodie Harris Eicbauer’s careful study of the rubrics in the St. Gall
manuscript demonstrate that they were not the work of an abbreviator and that
additional causae were probably added over time to the book, see “St. Gall
Stiftsbibliothek 673 and the Early Redactions of Gratian’s Decretum,” Bulletin of Medieval Canon Law, 27
(2007): 105–39.
[31] Pennington, “Big Bang” 63-66. See also José
Miguel Viejo-Ximénez, “Las Novellae de la tradición canónica occidential y del
decreto de Graciano,” Novellae
constitutiones: L’ultima legislazione di Giustiniano tra Oriente e Occidente,
da Triboniano a Savigny: Atti del Convegno Internazionale, Teramo, 30–31
ottobre 2009, edd. Luca Loschiavo, Giovanna Mancini, Cristina Vano
(Università Degli Studi Di Teramo, Collana della Facoltà di Giurisprudenza 20;
Napoli: Edizioni Scientifische Italiane, 2011) 206–277.
[32] See the flawed edition, Error! Main Document Only.Rolandus <de Bologna> (Papst Alexander III. [Magister Rolandus, Orlando Bandinella male]), Summa magistri Rolandi, mit Anhang incerti auctoris quaestiones, ed. Friedrich Thaner (Innsbruck: 1874, reprinted Aalen, Scientia Verlag, 1962); see Pennington, “The Decretists: The Italian School,” The History of Canon Law in the Classical Period, 1140‑1234: From Gratian to the Decretals of Pope Gregory IX (History of Medieval Canon Law; Washington, D.C.: The Catholic University of America Press, 2008) 131-135.
[33] Marina Bernasconi Reusser, “Considerazioni sulla datazione e attribuzione del Decretum Gratiani Cod. Sang. 673: Un manoscritto di origine italiana in terra nordalpina,” Schaukasten Stiftsbibliothek St. Galler: Abscheidsgabe für Stiftsbibliothekar Ernst Tremp, edd. Franziska Schnoor, Karl Schmuki and Silvia Frigg (St. Gallen: Verlag am Klosterhof St. Gallen, 2013) 142-147.
[34] Eichbauer, “Gratian’s Decretum” 1113-1114 summarizes the various arguments on both sides of the issue very well with detailed bibliographical references.
[35]
St. Gall, Stiftsbibliothek 673 p.28-29: “Obtulit quidam filium suum
cenobio qui exactione abbatis motus x. libras monasterio soluit. Ipso tamen filio propter etatem hoc ignorante. Creuit puer. De hinc ad
sacerdotium conuolauit. Suffragantibus meritis in ępiscopum est assumptus. Tandem obsequio ac precibus paternis intercedentibus
pecuniam quoque ex consiliariis archiępiscopi cuidam data consecratur electus, oblatę pecunię paterni obsequi penitus ignarus. Ac
per hoc tempore procedente quosdam gratis, non nullos etiam per pecuniam
ordinauit; qui tandem accusatus et conuictus, contrariam sibi sententiam reportauit.”
[36]
Paris, Bibliothèque Nationale de France nov. acq. lat. 1761, fol. 83vb-84ra and Paris, Munich, Staatsbibliothek Clm 13004, fol.
97ra: “Quidam habens filium obtulit eum ditissimo cenobio
exactus (ab add.
Me) abbate et fratribus x. libras soluit ut filius
susciperetur (reciperetur
Me), ipso tamen beneficio ętatis hoc ignorante. Creuit puer et per incrementa temporum et officiorum ad virilem etatem
et sacerdotii gradum peruenit. Exinde suffragantibus meritis in episcopum
eligitur, interveniente
obsequio et paternis precibus data quoque pecunia cuidam ex consiliariis
archiepiscopi consecratur iste in antistitem nescius paterni obsequii et oblate
pecunie. Procedente vero
tempore nonnullos per pecuniam ordinauit, quibusdam uero gratis benedictionem
sacerdotalem dedit, tandem apud metropolitanum suum accusatus et conuictus
sententiam in se damnationis accepit.” An edition of this version of Gratian’s Decretum is being prepared under the
leadership of Anders Winroth. Its
progress can be followed at:
[37] St. Gall, Stiftsbibliothek 673, p. 29: “Sexta: An illi qui ab eo iam symoniaco igoranter sunt ordinati abici debeant.” The later versions add “aut non” to the end of the question.
[38] Robert Somerville, Error! Main Document Only.Pope Urban II’s Council of Piacenza: March 1-7, 1095 (Oxford: Oxford University Press, 2011) prints an edition of the canons, pp. 91-92, and a discussion of the canons pp. 104-111, with information about the canonical collections that included these texts.
[39]
St. Gall, Stiftsbibliothek 673, p. 41b.
The text is slightly different from the pre-Vulgate and Vulgate, which
are closer to the conciliar canons (C.1 q.1 c.108): Si qui, inquit,
a symoniacis non symoniace ordinantur, siquidem probari potuerint se, cum ordinaretur, nescisse eos symoniacos
esse, et tunc pro catholicis habebantur in ęcclesia, talium ordinationes misericorditer sustinemus, si tamen eos laudabilis
uita commendat. [Qui uero scienter se a symoniacis
consecrari immo execrari permiserint, eorum consecrationem omnino irritam esse
decernimus.] Urban II, Council of Piacenza, c.3 and [c.4]: Collectio X partium,
fol. 76r, where the chapters are separated.
Collectio 3 librorum
2.8.11 in medio.
9L 3.5.1. The additional “inquit” is found in other Urban texts. It is one other
small bit of textual evidence that Sg cannot be an abbreviation; for references
to the pope in the third person, see Robert Somerville, Pope Urban II, The
Collectio Britannica, and the Council of Melfi(1089) (Oxford:
Oxford University Press, 1996) CB 8, 11, 17, 28, 44. Most importantly, Gratian included another
canon attributed to Urban, Duae sunt, that
also uses “inquit” in its incipit, which I have
discussed in “Gratian, Causa 19, and the Birth of Canonical
Jurisprudence,” “Panta rei”: Studi
dedicati a Manlio Bellomo, ed. Orazio Condorelli (Roma: Il Cigno, 2004)
4.339-355 at 344.
[40] C.1 d.a.c.1: “Hic primum queritur an sit
peccatum emere spiritualia?”
[41] C.1 q.1 d.a.c.108: “Sed hoc intelligendum
est de his qui ordinantur a simoniacis, quos ignorabant esse symoniacos. Hos facit simoniacos non reatus criminis, sed
ordinatio symoniaci. De quibus Urbanus papa ait.”
[42]C.1 q.6 d.a.c.1, Paris BNF nov. acq. lat. 1761, fol. 102va,
Florence, B.N. Con. Sopp. A.1.402, fol. 25rb: “Quida uerob
de his fieri debeat qui ignoranter a simoniacis ordinati suntc, quod
sexto loco quesitum est suprad in capitulo uidelicet Vrbani quod sic
incipit, Si quie a simoniacis non simoniace ordinati sunt
requiratur.”
a
Quodac Fd b igiturac,
autempc Fd c
nunc autem add. Fdac d quod — supra om. Fdac e quispc Fd
[43] St. Gall Stiftsbibliothek 673, p.
41, C.1 q.6 d.a.c.1: “Quid autem de his
fieri debeat qui ignoranter a symoniacis ordinati sunt, quod quidem sexto loco
quesitum est supra in capitulo Urbani
dictum est quod, quia forte ibi quantum ad negotium pertinebat integre poni non
fuit necessarium, in presenti ad evidentiam in medium adducamus.”
[44] See Anders Winroth, “Recent Work on the Making of Gratian’s Decretum,” Bulletin of Medieval Canon Law 26 (2006): 1–29 at 20-21.
[45] Sg
p.38, C.1 q.4 d.p.c.10: “Item si excusatur qui a symoniaco ordinatur ignoranter
et utique iste excusari potest qui per ignorantiam symoniace ordinatur.”
[46] Gratian,
C.1 q.4 d.p.c.10, P fol. 100va, Fd fol.
24v: “Item si excusatur qui ignoranter a simoniaco ordinatur, ut supra in
capitulo Urbani legitur, et iste
excusandus est qui per ignorantiam symoniace ordinatur.”
[47] Causa 29 (Sg 26) has a particularly interesting set of textual variants that suggest that St. Gall is not an abbreviation; see José Miguel Viejo-Ximénez , “Non omnis error consensum euacuat: La C. 26 de los Exserpta de Sankt Gallen (Sg),” Iustitia et iudicium: Studi di diritto matrimoniale e processuale canonico in onore di Antoni Stankiewicz, edd. Janusz Kowal and Joaquín Llobell (Città del Vaticano: Bibliotheca Apostolica Vaticana, 2010) 617–641, especially his conclusion at 630-631.
[48] One of the texts is a canon of Pope Innocent II, commonly attributed to Lateran II. If it is not a Lateran II canon, then it would be possible that St. Gall is Gratian’s work.
[49] See Pennington, “Big Bang” 64 and “Beginning of Roman Law Jurisprudence” 35-53.
[50]
Anders Winroth, “Where Gratian Slept: The Life and Death of the Father of Canon
Law,” Zeitschrift der
Savigny-Stiftung für Rechtsgeschichte, Kanonistische Abteilung 99 (2013) 105-128 at 110.
[51] Lateran II c.7 has been cited as the definitive statement on clerical marriage, but it repeats the prohibition that Innocent II promulgated at Pisa in 1135, c.4 or c.1; see Robert Somerville, “The Council of Pisa: A Re-Examination of the Evidence for the Canons,” Speculum 45 (1970) 98-114 at 103-106, the canon as it appears in different manuscripts.
[52] Pennington, “Gratian, Causa 19” 351-353.
[53] Winroth’s latest conjecture is that Gratian may have taught for only one or two years, “Gratian Slept Here” 125-126.
[54] This is not to say that this earliest set of glosses was a coherent and uniform text. The manuscripts prove that without a doubt.
[55] Noonan, “Gratian Slept Here” 172.
[56] Larson, “Early Stages of the Decretum” 54-55
[57] Error! Main Document Only.Francesco Reali, “Magister Gratianus e le origini del diritto civile Europeo,” Graziano
da Chiusi e la sua opera: Alle origini del diritto comune europeo,
ed. F. Reali (Pubblicazioni del Centro
Studi Magister Gratianus, 1; Chiusi:
Edizioni Luì, 2009) 17-130, especially 98-101.
[58] Rudolf Weigand, “Frühe Kanonisten und ihre Karriere in der Kirche,” Zeitschrift der Savigny Stiftung für Rechtsgeschichte, Kanonistische Abteilung 76 (1990) 135-155 at 152-153.
[59] Winroth, “Gratian Slept Here” 115-116 wrote: “Perhaps this means that this glossator wrote before the second recension with its three parts circulated, in which case it would be very early testimony, say from the 1140s, more or less contemporary with Gratian.” He did not, however, take the passage as solid evidence because he mistakenly thought only one manuscript had the “duas” reading. Further, because he believes that Pf is the only witness, he states that “One Parisian law professor” told his students that Gratian was a bishop. From our discussion, it should be clear that the text is not the product of one French canonist.
[60] Eichbauer, “Gratian’s Decretum” 1112-1113.
[61] The other two manuscripts containing the earliest version of this gloss according to Weigand are Gent, Bibliotheek der Rijksuniversiteit 55 and Trier, Stadtbibliothek 906 (1141).
[62] fol. 15v: Written in red ink, rubric style, “In nomine domini nostri Ihesu Christi. Prima pars incipit de iure scripto et non scripto et quod cui preponatur et legum auctoritatibus et clericorum electione siue dispensatione.
Concordia
discordantium canonum. Ac primum de iure
constitutionis et nature.
Concordantia discordantium canonum iuxta determinationem Gratiani episcopi que in duas partes divisa. Prima pars constat centum et una distinctione, licet xl.maix.na (Trier has 48) incompetens uideatur. Secunda uero causis xxx.vi. ubi notandum est nonnulla esse intercisa capitula atque ita digesta prout diuersis causis uisum est expidiri (sic) que quidem cum alibi repperiris integra supplere his seu continuare tanquam id scriptoris uicio contigisset. Similiter etiam cum alias grecorum conciliorum translationes inueneris, eas sufficere tibi credens de qua huic operi sunt sumpta congruentia capitula miscere uel uariare translationum seriem non presumas.”
Another early manuscript, Heiligenkreuz, Stiftsbibliothek 44, fol. 8v, began with the text “In nomine — siue dispensatione (in a slightly garbled form)” but omits the rest.
[63] The Italicized text is in a rubricated style of capital letters and is a common rubric at the beginning of the early Decretum with small variations, e.g. Biberach, Spitalarchiv B.3515, fol. 10r, Köln, Dombibliothek 127, fol 9r, Mainz, Stadtbibliothek II.204, fol. 2r, Salzburg, Stiftsbibliothek a.xi.9, fol 11r.
[64] Shortening and editing canons and decretals, the omitted parts they called“ intercisiones” became standard editorial practices of the canonists from Gratian to Raymond de Peñafort. See my essay, . “The French Recension of Compilatio tertia,” Bulletin of Medieval Canon Law 5 (1975) 53-71 at 60-63 for examples.
[65] Error! Main Document Only.Die Glossen zum ‘Dekret’ Gratians: Studien zu den frühen Glossen und Glossenkompositionem (Studia Gratiana 26-27; Rome: Libreria Ateneo Salesiano, 1991) and a compact version of his magnum opus in English, “The Development of the Glossa ordinaria to Gratian’s Decretum,” The History of Canon Law in the Classical Period, 1140‑1234 55-97.
[66] All the early manuscripts of the Vulgate with glosses listed in note above, contain Burchard and Lombarda citations. The form of citation is .e.g. Pf, fol. 45v: B. xix. Si quis <clericus> uexatus (Burchard 19.93) in the margin opposite D.33 c.3. In this case, the canon in Burchard dictated ten years penance for clerics who were possessed by demons. If they were freed from demons, they could resume their clerical duties. Gratian’s text stipulated one year freedom from demons. Sometimes the scribes confused the B with D. D.33 c.3 occurs only in the Vulgate Decretum.
[67]
Cited as Lombar. or Lom. de decimis, l.iii.
(Lombarda 3.3.3) in Pf fol. 195r in the margin opposite C12. q.2 c.26, which is
only in the Vulgate Decretum. The text in the Decretum instructs bishops how they should divide tithes; the c.3 in the Lombarda is a general admonition to do
so, which is followed by c.4 with more detailed instructions. The
Lombarda citations are primarily
found in the causae.
[68] See Error! Main Document Only.Glosse preaccursiane alle Istituzioni: Strato Azzoniano Libro primo and Libro secondo, edd. Severino Caprioli, Victor Crescenzi, Giovanni Diurni, Paolo ari and Piergiorgio Peruzzi (2 vols. Fonti per la Storia d’Italia 107 and Antiquitates 14; Roma: Nella Sede dell’Istutito, 1984-2004) in which not a single gloss to the Lombarda is recorded; see also my “The Beginning of Roman Law Jurisprudence and Teaching in the Twelfth Century: The Authenticae, “ Rivista internazionale di diritto comune 22 (2012) 35-53 and my “The Constitutiones of King Roger II of Sicily in Vat. lat. 8782,” Rivista Internazionale di diritto comune 21 (2010) 35-54.
[69] Weigand, “Development of the Glossa ordinaria“ did not venture an opinion on the origins of these glosses.
[70] Winroth, Making Gratian’s Decretum 32
[71] E.g. Clm 13004, fol. 30r: “Hoc opus inscribitur de Concordia discordantium canonum quod a quodam Gratiano compositum in libros xxxvii. est distinctum.” This particular manuscript has long been recognized as an early witness. The author of this introduction did not know “De consecratione:” “Primus liber continet divisiones , diffinitiones, necnon et differentias legum tam secularium quam ęcclesticarum et quomodo uel a quibus uel quando sint institutę de electione quoque seu ordinatione clericorum. Secundus continet de scienter seu ignoranter a symoniacis ordinatis et de ordinationibus quę per pecuniam fiunt.” Admont, Stiftsbibliothek, fol. 8r has the same text. Carlos Larrainzar has discussed and edited the complete text in “Notas sobre las introducciones In prima parte agitur y Hoc opus inscribitur,” Medieval Church Law and the Origins of the Western Legal Tradition: A Tribute to Kenneth Pennington, edd. Wolfgang P. Müller and Mary E. Sommar (Washington DC: Catholic University Press of America, 2006) 134-153. These two manuscripts cannot be dated later than 1145-1150. If Gratian were unknown, it is puzzlingly how he might have been discovered to be the compiler of the Decretum.
[72] E.g. Johannes Faventinus’ rubric to his Summa ca. 1171, Klosterneuburg, Stiftsbibliothek fol. 1ra: “Incipit prefatio in Decreta magistri G<ratiani> a ,a magistri Jo<hannes> Faventino canonice ac dilucide edita ex duabus summis Ruffini et Stephani utili artificiosoque excepta” and fol. 1vb: “Circa liber autem quem pre manibus gestamus hec attendenda sunt, scilicet que sit materia Gratiani in hoc opera, que ipsius intentio, que utilitas que causa operis, que distinctio libri, quis modus tractandi, quis titulus.”
[73] Reali, “Magister Gratianus” 96-97 and Winroth, “Gratian Slept Here” 115-124.
[74] Printed in Raccolta degli storici Italiani dal cinquecento al millecinquecento
ordinata da L.A. Muratori, ed. Giosué Carducci, Vittorio Fiorini, and
Pietro Fedele (Rerum Italicarum Scriptores vol. 15, part 6; Rome: 1931) 22.
[75] Winroth, “Gratian Slept Here” 124: “The name is unusual enough, however, that we may conclude that it is likely.”
[76] Raccolta degli storici Italiani 17: “Obit presbyter Gratianus prius plebanus de Folliano et post canonicus Senensis honestus clericus et bene litteratus, anno Domini MCC.” We will meet two more Gratians in the Venetian sources below.
[77] Gundula Grebner, “Lay Patronate in Bologna in the First Half of the 12th Century: Regular Canons, Notaries and the Decretum,” Europa und seine Regionen: 2000 Jahre Rechtgeschichte, edd. Andreas Bauer and Karl H.L. Welker (Köln-Weimar-Wien: Böhlau, 2007) 107-122.
[78] First printed by Flaminio Cornaro, Ecclesiae Venetae antiquis monumentis numc etiam primum editis illustratae ac in decades disributae (Vol. 1. Venice 1749) 378, August 31, 1143.
[79] A.D. 1150: “Gratianus Contarenus et Magister Lanfrancus de Brissia,” Codice
diplomatico Padovano dall'anno 1101 alla pace di Costanza (25 giugno 1183),
ed. Andrea Gloria, (2 vols. Monumenti storici della Reale Deputazione
Veneta di storia patria, serie 1, vol. 4 and 6; Venice 1879-1881)
1.390 n.535; Gloria prints the 1143 case on p. 313, no. 419.
[80] Francesco Calasso, Medio evo del diritto, 1: Le fonti (Milano: Giuffrè Editore, 1954) 396 followed Ruffini and Brandelione in their conviction that Dante meant the internal and external forum in this passage. Dante’s son, Pierto Alighieri, thought his father meant the secular and ecclesiastical courts. Gratian did not just deal with ecclesiastical courts in his Decretum. I follow Pietro and thank Orazio Condorelli for this bibliographical information.